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Dreaming to forget: the real reason why

block REM sleep, our memories should become more addled. If this theory is correct, then depressed people on antidepressants that block REM sleep (monoamine oxidase inhibitors — MAOIs) should suffer memory impairment they don't. If anything, depressed people on MAOIs report memory improvement rather than increased confusion in memory recall.

Yet another problem with the theory is that, over the last decade or so, there have been significant technical advances in the recording of what actually happens during dreaming. The overwhelming majority of dreams are, in fact, quite routine, everyday experiences.[14] It is the tiny percentage of dreams that we recall that seem bizarre: dreams recorded in the sleep laboratory, when sleepers are woken as soon as they go into REM sleep, are mostly not bizarre at all. As a result of this discovery, Crick revised his theory to suggest that it might still, at least, explain those few dreams that do have a bizarre component to them. In other words, his theory has been so drastically modified that very little of it remains at all.

Finally, since Crick and Mitchison formulated this theory, not a shred of evidence has arisen to show that the human brain makes parasitical connections. That is something known only to occur with computer networks.

REM's role in memory

The final theory on the table is the memory consolidation theory. Blocking REM sleep impairs the ability to perform procedural tasks tasks that involve the learning of a skill through a sequence of steps that involve making predictions. For example, rats trying to find their way around a complex maze to get a reward remember much better how to do the task if they have had REM sleep. Without REM sleep, the knowledge becomes damaged. So REM sleep would seem to facilitate this type of learning.[15]

It has also been shown that, in complex learning, memory is improved if we have both slow-wave sleep and REM sleep, otherwise the knowledge doesn't seem to survive quite so well.[16] So, clearly, there is some connection between memory and REM sleep.

But is there evidence that the REM state and dreaming exist fundamentally to carry out memory consolidation? The first piece of evidence that goes against this possibility is that taking MAOIs, the antidepressants that suppress REM sleep, does not lead to memory impairment.[17]

So, although there is some evidence that certain types of learning do seem to be improved by REM sleep, most dreaming cannot be about retaining new learning.

The second fact that goes strongly against the memory consolidation hypothesis is that almost nobody remembers their dreams! It is very rare to remember dreams, unless you've trained your- self to do so. We dream for about two hours a night. Dream researcher Allan Hobson, an expert trained to recall his dreams, has himself pointed out the fact that, when he looked at the number of dreams he had recorded against the number he had forgotten, it was something like 0.0002 per cent.[7] So it seems hard to see how we could be dreaming to make our memories permanent if we forget the material we are processing as soon as we open our eyes. (Yet, as certain types of memory do seem to be facilitated by REM sleep, any state-of-the-art theory of dreaming must be able to account for it.)

"We need a new theory"

Writing in Behavioural and Brain Sciences, in a special issue devoted to the most widely promoted dream theories, Professor Domhoff of the University of California, recognised as one of the leading researchers in this field, commented on the evidence presented, concluding, "If the methodologically most sound descriptive empirical findings [ie the findings that are most solidly established to explain dreaming] were to be used as a starting point for future dream theorising, the picture would look like this:

1. Dreaming is a cognitive achievement that develops throughout childhood
2. There is a forebrain network for dream generation that is most often triggered by brainstem activation [the PGO spikes]
3. Much of dream content is coherent, consistent over time and continuous with past or present emotional concerns."[14]

So any theory of dreaming would have to account for those three most solidly established findings. I personally would add to that the need to explain memory consolidation as well, if a theory were to explain the full picture.

Here is Domhoff's final conclusion: "None of the papers reviewed in this commentary puts forward a theory that encompasses all three of these well-grounded conclusions. This suggests the need for a new neurocognitive theory of dreaming."[14] In other words, according to Professor Domhoff, theories that have dominated the field over the last 30 years do not explain why we dream, and there is need for a completely new one.

The expectation fulfilment theory

Let us take a look at the expectation fulfilment theory to see if it can explain the evidence that the other theories cannot explain. This theory of dreaming is quite different from the others in that it is firmly based in biology and yet explains the richness of the subjective experience of dreams. It states that: all arousals of the autonomic nervous system — the generation of an emotion, however slight — form half of a process. The second half is that the brain has to fulfil that expectation (an emotion is the same as an expectation) through an action of some kind. If that doesn't happen in reality during the daytime, it happens metaphorically in a dream at night, thus completing the arousal — de-arousal process.

First, has any evidence against the expectation fulfilment theory been put forward? Since it was first published 12 years ago, it has been looked at by professors at various universities. Professor Hans Eysenck of the Institute of Psychiatry saw it at the very beginning and advised me to publish it in book form, to do it justice. Lots of other people working in dream research have looked at it as well, and no flaws have been identified in the theory, to date.

There is, however, a considerable amount of evidence in support of it. First is the experiment I carried out, the findings of which were published in The Therapist,[18] predecessor of the Human Givens journal, and then in book form, in The Origin of Dreams,[19] and further updated in Dreaming Reality (see right).[20] It was the first time in scientific dream research, I believe, that someone set out to predict their own dreams, with the hypothesis that dreams relate to emotional experiences of the day before a hypothesis that has since been well validated. Dreams do involve waking emotional material.

I set up an experiment using my own dreams, waking myself up every two hours, and, for a period of a week, predicted the emotional concerns that would feature in the dreams. I found that the dreams always reflected my waking emotional concerns of the previous day, but not necessarily the most important of these. By analysing the data, I was able to show that dreams dealt not with emotional concerns per se but with those emotional concerns that had not been dealt with satisfactorily. No matter how important the emotional concern, if it got dealt with while awake, it was over and did not re-
appear in a dream. The only emotional concerns that became dreams were those that I was still aroused about, for which I still had expectations that I couldn't complete.

Dreams are the fulfilment of those emotional expectations that have not been met prior to waking. They always act out the fulfilment in metaphor — ie a matching sensory pattern to the original expectation. For example, if a man feels like hitting his boss but restrains the impulse, that night he might dream of attacking another authority figure. The hypothesis was derived from a scientific experiment, which anyone can replicate, should they wish.

A second piece of evidence arises from an analysis of Freud and Jung's specimen dreams, which they had offered as the best convincing evidence for their theories.[20] The analysis revealed that the dreams were perfect metaphorical manifestations of what was worrying them the day before, according to detailed written data they had themselves provided. This was structurally extremely tight-fitting data. Freud's dream of Irma's injection and the expectations he had the previous day, the sequencing of the dream, the characters involved and what they actually did in the dream provided an exact mirror image of the biggest event he had on his mind before he went to bed that night. There is no ambiguity there. It was likewise for Jung's dream.

Furthermore, hundreds of other dreams for which we had the emotional data from waking have been analysed, and have validated the theory. Thousands of people have read the theory and many of them have contacted us with confirmation of their own.

In addition, the expectation fulfilment theory explains the developmental evidence that Domhoff wanted explained — that dreams are coherent (because they are metaphorical representations of uncompleted emotional expectations) and become more complex over time from childhood (as our introspective processes become more complex and develop). Indeed, it even goes further and explains how REM function in the fetus relates to REM function in adulthood in dreams — the pattern-matching templates are programmed in during REM sleep, as a fetus and in early life, and the same

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References

© Joe Griffin and Ivan Tyrrell 2006

 

 

Issue 38 of the Human Givens journal

This article first appeared in Volume 12, No, 1 (2005) of the Human Givens journal.

JOE GRIFFIN is a psychologist and psychotherapist. he is co-founder with Ivan Tyrrell of the human givens approach.

 

 

 

 

> More information, including all references, can be found in the following book, by Joe Griffin and Ivan Tyrrell

dreaming reality

Dreaming Reality: How dreaming keeps us sane or can drive us mad

 

 

 

> You can find out more about the importance of dreaming in this related article:

Sleep and dreaming

 

 

 

 

 

 

 

 

 

Return to top

 

 

 

 

 

 

 

 

 

 

> More information, including all references, can be found in the following book, by Joe Griffin and Ivan Tyrrell

dreaming reality

Dreaming Reality: How dreaming keeps us sane or can drive us mad

 

 

 

> You can find out more about the importance of dreaming in this related article:

Sleep and dreaming

 

 

 

 

 

 

 

 

Return to top